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Banking Operations-Junior compliance monitoring role (3-5 years exp)

Job Title
Banking Operations-Junior compliance monitoring role (3-5 years exp)
Job ID
27693313
Location
New York,  NY
Other Location
Description
Our History:
From our start in 2009, Conexess has established itself in 3 markets, employing nearly 200+ individuals nation-wide. Operating in over 15 states, our client base ranges from Fortune 500/1000 companies, to mid-small range companies. For most of the mid-small range companies, we are exclusively used due to our outstanding staffing track record
Who We Are:
Conexess is a full-service staffing firm offering contract, contract-to hire, and direct placements. We have a wide range of recruiting capabilities extending from help desk technicians to CIOs. We are also capable of offering project based work.
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Description:
Support Tier 1 investment bank clients and their back-office teams with the operational aspects of banking activities and processing of trade related activities. Our client is actively seeking multiple candidates for a long-term engagement with huge growth potential.  Below is additional insight to the required skills.


Skillsets/role descriptions:
Resources will be required to augment Compliance Monitoring team, focused on supporting with the following:
  • Supporting with the execution of compliance monitoring activities, including issue escalation and resolution
  • Assisting with the  design  and / or enhancement of reports, dashboards and metrics related to compliance monitoring results
  • Providing inputs to update / enhance existing compliance monitoring program documentation
  • Execution of monitoring activities to assess compliance with core policies and procedures,
  • Collaborations with assigned compliance officers, Line 1A, and Line 1B Risk & Control officers to execute compliance monitoring activities
  • Assistance with the design of new reports, dashboards and metrics that identify issues, trends, and patterns for escalation and resolution
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