Senior Compliance Officer-130017356
- Job Title
- Senior Compliance Officer-130017356
- Duration
- Location
- Irvine, CA
- Other Location
- Description
- The Compliance Department of JPMorgan Chase & Co is responsible for the provision of compliance services to the Corporation Compliance is organized by Practice Groups that conform to the organization of the Firm's lines of business (LOBs) and corporate staff areas, allowing the legal and compliance staff to work closely with specific groups on a daily basis. This structure provides the means for the compliance teams to communicate regulatory changes to the businesses and staff areas, and for the LOBs and staff areas to communicate business developments that have regulatory implications to the compliance teams in a timely manner Commercial Banking ("CB") Compliance supports CB line of business, including Corporate Client Banking, Middle Market Banking, Chase Business Credit, Chase Capital, Chase Equipment Finance, Real Estate Banking, and Commercial Term Lending, and generally serves clients with $10MM - $2B in annual revenue. The Operations Compliance Team within CB Compliance is responsible for testing, training, privacy oversight, and Regulatory Changes. In doing so, the team works closely with the rest of CB Compliance, CB Legal & Operational Risk Management and Global Compliance The CB Compliance group is seeking a Senior Compliance Officer to support the compliance testing and operations group within CB Compliance, conducts regulatory compliance reviews and continuous monitoring efforts by evaluating line of business internal controls through the performance of testing/validations. Also participates in Compliance testing reviews in accordance with the established compliance testing program. Participate in the performance of governance functions related to the Compliance Testing process and general Governance team functions. Participate in Compliance and LOB projects as assigned. Provide general guidance regarding policies/regulations. The ability to work independently, multi-task many different simultaneous projects, research and apply difficult concepts, and communicate effectively with all levels of the organization is critical.
- Required Skills
-
Responsibilities:
•Support testing of regulatory requirements
•Advise and ensure compliance with all relevant banking rules and regulations
•Be familiar with compliance requirements affecting Commercial Banking
•Assist in the management of regulatory exams / interactions & internal audits with respect to compliance
•Develop management reporting, detailed statistics/metrics that support compliance programs
•Coordinate with CB legal, Global compliance & Operational Risk to implement strong compliance culture
Qualifications
•Bachelor's Degree or comparable work experience
•5 years of banking and/or audit experience preferred
•Strong written and verbal skills
•Strong decision making and judgment skills required
•Some familiarity with the following would be helpful: ◦ Word, Excel, and PowerPoint
◦Knowledge of lending and deposit processes, preferably commercial
JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package.
JPMorgan Chase & Co. is an Equal Opportunity and Affirmative Action Employer, M/F/D/V
- Openings
- 1
